What are the AML and TFN/ABN requirements to open a Wealth Accelerator account?

Account Type	Who must apply for the account?	AML Requirements	Which TFN or ABN is required?
Individual	Individual E.g. Paul Smith	Individual Identification AML form  Client’s name, DOB, and/or residential address Verification section to include: Document Issuer Expiry date Document number OR Certified ID Valid and current ID Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification	TFN E.g. Paul  Smith's TFN
Joint	Each individual investor  E.g. Paul & Ann Smith	Individual Identification AML form Client’s name, DOB, and/or residential address Verification section to include: Document Issuer Expiry date Document number OR Certified ID Valid and current ID Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification	TFNs E.g. Paul Smith's TFN and Ann Smith's TFN
Sole Trader using a business name	The individual who owns the business name E.g. Paul Smith	Individual Identification AML form AND Company AML form Full name of Company ACN Verification section to include: Document issuer / website Document type Issue / Search date OR Certified ID Valid and current ID Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification	Company TFN or ABN and ACN E.g. Paul Smith's TFN
Company	The Company E.g. Smith Co Pty Ltd	Individual Identification AML form AND Company AML form Full name of Company ACN Verification section to include: Document issuer / website Document type Issue / Search date OR ASIC Search Full name of Company ACN State of registration	TFN or ABN and ACN for the company E.g. TFN or ABN and ACN for Smith Co Pty Ltd
Self Managed Super Fund (SMSF) with individual trustee/s	The trustee/s of the SMSF E.g. Paul & Ann Smith ATF Smith Super Fund	Australian Regulated Trusts Identification form Full name of SMSF Individual Trustee name ABN Verification section to include: Document issuer / website Document type Issue / Search date OR Certified SMSF Trust Deed or Superfund Lookup Full name of SMSF Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification Please note The Superfund Lookup status must be ‘Complying’ before we can set up account	TFN or ABN for SMSF E.g. TFN or ABN for Smith Super Fund
Self Managed Super Fund (SMSF) with corporate trustee	The corporate trustee of the SMSF E.g. Smith Co Pty Ltd ATF Smith Super Fund	Australian Regulated Trusts Identification form Full name of SMSF Corporate Trustee name ABN Verification section to include: Document issuer / website Document type Issue / Search date OR Certified SMSF Trust Deed or Superfund Lookup Full name of SMSF Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification Please note The Superfund Lookup status must be ‘Complying’ before we can set up account	TFN or ABN for SMSF and ACN for the corporate trustee E.g. TFN or ABN and ACN for Smith Super Fund
Trust with individual trustee/s	The trustee/s of the trust E.g. Paul & Ann Smtih ATF Smith Family Trust	Individual Identification AML form and Unregulated Australian Trust AML form Full name of Trust Individual Trustee name Settler details Verification section to include: Document Issuer Issue date OR Certified Trust Deed Full name of Trust Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification Number of pages in certification wording or each page to be certified or the certification must include ‘Original Document’. Please note Testamentary Trusts won’t have Trust Deeds. A Certified Probate can be provided instead. Testamentary Trusts also will not require settler details	TFN or ABN for the trust E.g. TFN or ABN for Smith Family Trust
Trust with corporate trustee	The corporate trustee E.g. Smith Co Pty Ltf ATF Smith Family Trust	Individual Identification AML form and Unregulated Australian Trust AML and Australian Company AML form Full name of Trust Corporate Trustee name Settler details Verification section to include: Document Issuer Issue date OR Certified Trust Deed Full name of Trust Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification Number of pages in certification wording or each page to be certified or the certification must include ‘Original Document’. Please note Testamentary Trusts won’t have Trust Deeds. A Certified Probate can be provided instead. Testamentary Trusts also will not require settler details	TFN or ABN  for the trust and ACN for the corporate trustee E.g. TFN or ABN and ACN for Smith Family Trust
Partnership	The principals of the partnership E.g. Paul Smith & Mike Jones - Smith & Associates	Individual Identification AML form and Partnership AML form Full name of Partnership ABN Verification section to include: Document issuer / website Issue / Search date Document number Please note: Netwealth requires the number of pages in the certification wording or each page of the partnership agreement to be certified. OR Certified Partnership document Full name of Partnership Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification	TFN or ABN for each partner OR TFN or ABN for partnership E.g. Paul Smith's TFN or ABN & Mike Jones' TFN or ABN OR TFN or ABN for Smith & Associates
Association	Office bearer/s of the association E.g. The Paul Smith Association	Individual Identification AML form and Association AML form Full name of Association ABN Verification section to include: Document issuer / website Document type Issue / Search date Please note: Netwealth requires either the number of pages in the certification wording or each page of the Constitution or Rules of the Association to be certified OR Certified extract of Constitution or Rules of Association Full name of Association Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification	TFN or ABN for association E.g. TFN or ABN for the Paul Smith Association
Investing for a child under the age of 18	The trustee/s for the child (often the child's parent/s or guardian) E.g. Paul Smith ATF Billy Smith	Individual Identification AML form Client’s name, DOB, and/or residential address Verification section to include: Document Issuer Expiry date Document number OR Certified ID Valid and current ID Certification wording includes: Printed name of certifier Signature of certifier Qualification of certifier Date of certification	TFN E.g. Paul Smith's TFN

If you are a US Specified Person you must provide a TIN (the account will not be opened without a TIN).